Please review the disclosures below carefully. They contain important information regarding the products and services offered by Ananke Asset Management.
The information contained on this website is provided for informational purposes only and does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation to buy, hold, or sell any security, investment product, or financial instrument. Nothing on this website should be construed as investment, legal, tax, or regulatory advice.
No content on this website forms the basis of any contract or commitment. Any offer or solicitation in connection with any security or investment product will be made only by means of definitive offering documents, including but not limited to a private placement memorandum, prospectus, subscription agreement, or other applicable documentation, and only to investors who meet the applicable eligibility requirements under relevant law.
The products and services described on this website may not be available in all jurisdictions and may be subject to legal or regulatory restrictions. This website is not directed at, and the products and services described herein are not available to, any person in any jurisdiction where their offer, distribution, or availability would be contrary to local law or regulation, or where AAM is not authorised or licensed to provide such products or services. Persons accessing this website are responsible for determining whether they are permitted to do so under the laws of their jurisdiction.
Securities products described on this website have not been and will not be registered under the U.S. Securities Act of 1933, as amended, or the securities laws of any U.S. state, unless otherwise indicated. Such securities may not be offered or sold in the United States or to U.S. persons except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act.
Past performance is not indicative of future results. All investments involve risk, including the possible loss of the entire amount invested. The value of any investment may go down as well as up, and investors may not recover the amount originally invested.
AAM may hold positions in, or have advisory relationships with, companies or instruments referenced on this website. References to specific securities, strategies, or market activity are provided for illustrative purposes only and should not be interpreted as a recommendation or as evidence of any particular investment outcome.
Investment banking services, including mergers and acquisitions advisory, debt and equity capital markets, and restructuring mandates, involve a high degree of uncertainty and are subject to risks that may result in financial loss or an unsuccessful outcome.
Transaction risk. There is no guarantee that any proposed transaction will be completed, on the terms anticipated or at all. Regulatory approvals, financing conditions, and counterparty willingness may cause transactions to be delayed, modified, or terminated.
Market conditions. Valuations, pricing, and demand for capital markets transactions are affected by broad economic conditions, interest rate movements, and investor sentiment, which can change rapidly and without notice.
Advice limitations. Advisory opinions, including fairness opinions, reflect judgments made at a specific point in time based on available information. They do not constitute a guarantee of value or a recommendation to proceed with any transaction.
Confidential information. Engagement in advisory mandates may involve access to material non-public information. Strict information barriers are maintained; however, participants should be aware of the associated legal and regulatory obligations.
Conflicts of interest. AAM and its affiliates may from time to time act in multiple capacities in relation to the same transaction or issuer. All material conflicts are disclosed to affected clients in accordance with applicable regulations.
Private credit investments, including direct lending, mezzanine financing, distressed debt, and specialty finance strategies, are illiquid, speculative investments suitable only for sophisticated investors who can bear the risk of a total loss of capital.
Credit and default risk. Borrowers may fail to meet their payment obligations. In the event of default, recovery values may be significantly below par, particularly for subordinated or unsecured positions.
Illiquidity. Private credit investments have no established secondary market. Investors should expect to hold positions for the duration of the investment period and may be unable to exit prior to maturity.
Interest rate risk. Floating-rate loan portfolios are sensitive to changes in benchmark rates. A significant decline in rates may compress portfolio yield and reduce returns to investors.
Valuation uncertainty. In the absence of observable market prices, assets are valued using internal models and third-party appraisals. Such valuations may not reflect what an asset would achieve in an arm's-length sale.
Leverage. Certain strategies and portfolio companies employ leverage, which magnifies both gains and losses. High leverage increases the risk of loss and the potential for borrower distress.
Concentration risk. Portfolios may be concentrated in particular industries, geographies, or borrower types, increasing sensitivity to sector-specific or regional adverse developments.
Interests in AAM-sponsored investment funds are offered exclusively by private placement to qualified purchasers and accredited investors, or through registered vehicles to eligible retail participants. Fund investments carry significant risks and are not appropriate for all investors.
Loss of capital. There is no guarantee of positive returns. Depending on strategy, funds may employ short selling, leverage, and derivatives, each of which can accelerate losses.
Redemption restrictions. Funds may impose lock-up periods, gates, notice requirements, and side-pocket provisions that limit or delay an investor's ability to redeem. In adverse market conditions, redemptions may be suspended.
Performance fee structures. Incentive allocations and carried interest may create incentives for investment managers to take risks that would not otherwise be taken. High-water marks and hurdle rates may not fully offset this risk.
Strategy risk. Multi-strategy, event-driven, and long/short approaches are subject to model risk, execution risk, and the risk that the anticipated event or mispricing does not materialise within the expected timeframe.
Counterparty and prime brokerage risk. Funds may be exposed to the credit and operational risk of prime brokers, custodians, and other financial counterparties. The insolvency of a key counterparty could result in loss.
Regulatory and tax risk. Changes to securities regulation, tax treatment of carried interest, or fund reporting requirements may adversely affect fund operations, expenses, or investor returns.
Tokenized securities and digital asset products involve unique and substantial risks that may not be present in traditional financial instruments. Prospective participants should carefully consider the following before engaging with any AAM digital asset offering.
Regulatory uncertainty. The legal and regulatory status of tokenized securities varies by jurisdiction and is subject to rapid change. Regulatory action by the SEC, CFTC, MAS, or other authorities may restrict the issuance, trading, or holding of tokenized instruments, potentially rendering them illiquid or worthless.
Smart contract risk. Tokenized products rely on smart contracts deployed on public or permissioned blockchain networks. Coding errors, exploits, or protocol-level vulnerabilities may result in the permanent and irreversible loss of assets.
Blockchain and technology risk. The underlying blockchain infrastructure may be subject to network congestion, hard forks, consensus failures, or discontinuation. These events could impair the ability to transfer, redeem, or value tokenized assets.
Liquidity and secondary market risk. Secondary markets for tokenized assets are nascent and may be illiquid. There is no assurance that a buyer will be available at the time an investor wishes to sell, and prices may differ materially from intrinsic value.
Custody and key management risk. The security of tokenized holdings depends on the safeguarding of private keys. Loss, theft, or compromise of private keys may result in permanent loss of access to assets with no possibility of recovery.
Underlying asset risk. The value of a tokenized instrument is ultimately derived from the performance of the underlying real-world asset. Tokenization does not eliminate or reduce the risks associated with the underlying asset class.
Eligibility restrictions. Certain tokenized products are not available to U.S. persons or are subject to restrictions under Regulation S, Regulation D, or equivalent international frameworks. Participants are responsible for determining their own eligibility.